Eugene Derango
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Derango, who also goes by Eugene Mario Debango, Eugene Mario Derango, Gino Derango, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1997. Eugene had worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2022 - September 26, 2025
AXOS CLEARING LLC
February 22, 2021 - June 8, 2022
GOLDMAN SACHS CUSTODY SOLUTIONS
June 7, 2004 - January 6, 2021
TD AMERITRADE, INC.
June 7, 2004 - January 6, 2021
TD AMERITRADE, INC.
October 3, 2001 - July 8, 2004
CETERA WEALTH SERVICES, LLC
August 15, 2000 - October 16, 2001
TALBOT FINANCIAL SERVICES, INC.
November 24, 1999 - August 7, 2000
OLD SLIP CAPITAL MANAGEMENT, INC.
April 16, 1999 - October 26, 1999
INVEST FINANCIAL CORPORATION
April 1, 1998 - May 13, 1999
LASALLE FINANCIAL SERVICES, INC.
June 23, 1997 - April 1, 1998
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AXOS CLEARING LLC
CRD#: 117176 / SEC#: , 8-53595
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AXOS SECURITIES, LLC | SOLE OWNER | |
| CROW, DAVID MICHAEL | PRESIDENT, AXOS CLEARING, LLC | 4370102 |
| FAUCHER, KATHY NOEL | AML OFFICER | 6323326 |
| GREEN, HOWARD MICHAEL | CHIEF FINANCIAL OFFICER | 2535812 |
| KINSELLA, SHAWN ROBERT | CHIEF COMPLIANCE OFFICER | 5793966 |
| PLUMMER, JEFFREY KENT | PRINCIPAL OPERATIONS OFFICER | 4576783 |
| SHIRMANG, STEPHEN LOWELL | CHIEF OPERATIONS OFFICER | 3083416 |
Disclosures
| Regulatory Event | 13 |
Red Flags
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