Christopher P. Rozum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Paul Rozum was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 2 firms and has passed the Series 63, Series 55, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 1999 - August 21, 2001
TRADE MANAGE CAPITAL, INC.
June 12, 1997 - February 2, 1999
BARRON CHASE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 10/23/1999
Limited Representative-Equity Trader ExamCurrent Firm
TRADE MANAGE CAPITAL, INC.
CRD#: 7263 / SEC#: , 8-20851
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
