Mark E. Vaughn
Professional summary
Mark Edward Vaughn, who also goes by Mark E Vaughn, is a registered financial professional currently at SS&C MARKET SERVICES, LLC located in Edina, Minnesota.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1998. Mark has worked at 4 firms and has passed the Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Edward Vaughn's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2022 - Present
SS&C MARKET SERVICES, LLC
Office #1: 7650 Edinborough Way Suite 400, Edina, MN 55435October 28, 2020 - July 25, 2022
ASCENSUS BROKER DEALER SERVICES, LLC
August 27, 2013 - September 17, 2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 20, 2005 - June 12, 2012
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 7, 1998 - March 31, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SS&C MARKET SERVICES, LLC
CRD#: 23568 / SEC#: , 8-40530
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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