Jeffrey M. Risley

RISLEY CAPITAL MANAGEMENT LLC

Ellisville, MO 63011

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CRD#: 2891511

Professional summary

Jeffrey Michael Risley, CFP®, who also goes by Jeffrey M Risley, is a registered financial advisor currently at RISLEY CAPITAL MANAGEMENT LLC located in Ellisville, Missouri.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey M Risley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Risley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

June 2, 2011 - Present

RISLEY CAPITAL MANAGEMENT LLC

Office #1: 16024 Manchester Road Suite 200, Ellisville, MO 63011

RIA

CRD#: 157271

Ellisville, MO

Past

July 1, 2003 - June 2, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHESTERFIELD, MO

Past

July 1, 2003 - June 2, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHESTERFIELD, MO

Past

January 1, 2002 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

CHESTERFIELD, MO

Past

April 12, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 12, 1998 - April 16, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

June 9, 1997 - July 9, 1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

June 9, 1997 - July 9, 1997

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RISLEY CAPITAL MANAGEMENT LLC

GJS FINANCIAL SERVICES, LLC | RISLEY CAPITAL MANAGEMENT, LLC | RISLEY CAPITAL MANAGEMENT LLC

CRD#: 157271 / SEC#: 801-123382

RIA

Registered Investment Advisory firm - (3/9/2022 Approved)

Missouri

Registered Investment Advisory firm - (4/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/20/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(6/2/2011)

IAR

Texas
(9/15/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/30/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/23/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/6/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RISLEY CAPITAL MANAGEMENT LLC

GJS FINANCIAL SERVICES, LLC | RISLEY CAPITAL MANAGEMENT, LLC | RISLEY CAPITAL MANAGEMENT LLC

CRD#: 157271 / SEC#: 801-123382

RIA

Registered Investment Advisory firm - (3/9/2022 Approved)

Missouri

Registered Investment Advisory firm - (4/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/20/2022 Terminated)

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Contact information

Main Address

16024 Manchester Road Suite 200, Ellisville, MO 63011

Mailing Address

Phone number

(636) 405-0432

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RISLEY CAPITAL MANAGEMENT LLC FIRM BROCHURE (2/11/2025)

Regulatory assets under management

Total Number of Accounts	406
AUM (Assets Under Management)	$ 156,004,495

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey M. Risley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Risley's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

EDWARD JONES

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

RISLEY CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2002

Series 63

Date: 5/30/1997

Series 7

Date: 3/23/1998

Series 6

Date: 6/6/1997

Current Firm

RISLEY CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RISLEY CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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