Christian R. Widmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Randolph Widmann was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1997. Christian had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2012 - January 8, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 19, 2012 - May 25, 2017
TD AMERITRADE, INC.
January 19, 2012 - May 25, 2017
TD AMERITRADE, INC.
September 3, 2004 - March 29, 2011
STRATEGIC ADVISERS LLC
May 21, 2004 - March 25, 2011
FIDELITY BROKERAGE SERVICES LLC
February 12, 1999 - September 6, 2000
CHARTER ONE SECURITIES, INC.
June 4, 1997 - April 30, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
CRD#: 111514 / SEC#: 801-55501
Contact information
Regulatory assets under management
| Total Number of Accounts | 101,875 |
| AUM (Assets Under Management) | $ 15,827,987,428 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/17/2023 | ||
| 12/22/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
