Robert L. Woody

ACCESS FINANCIAL RESOURCES

OKLAHOMA CITY, OK 73116

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CRD#: 2891362

Professional summary

Robert Lee Woody, who also goes by Lee Woody, is a registered financial advisor currently at ACCESS FINANCIAL RESOURCES INC. located in Oklahoma City, Oklahoma.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Robert has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lee Woody

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

R. Lee Woody, proprietor, insurance agent, 9089 ELK ALY, GUTHRIE, OK 73044, not investment related, less than 1 hour per/mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Woody's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2001 - Present

ACCESS FINANCIAL RESOURCES INC.

Office #1: 3621 Nw 63rd, Oklahoma City, OK 73116

RIA

CRD#: 109495

OKLAHOMA CITY, OK

Past

October 11, 2001 - December 31, 2010

ACCESS INVESTMENTS, INC.

CRD#: 42202

OKLAHOMA CITY, OK

Past

July 30, 2001 - October 15, 2001

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCESS FINANCIAL RESOURCES INC.

ACCESS FINANCIAL RESOURCES INC. | TROY E. JONES AND ASSOCIATES

CRD#: 109495 / SEC#: 801-58103

RIA

Registered Investment Advisory firm - (11/7/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(10/30/2001)

IAR

Texas
(3/27/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/27/2001

General Securities Representative Examination

Current Firm

ACCESS FINANCIAL RESOURCES INC.

ACCESS FINANCIAL RESOURCES INC. | TROY E. JONES AND ASSOCIATES

CRD#: 109495 / SEC#: 801-58103

RIA

Registered Investment Advisory firm - (11/7/2000 Approved)

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Contact information

Main Address

3621 Nw 63rd Street Suite A-1, Oklahoma City, OK 73116

Mailing Address

Phone number

(405) 848-9826

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,483
AUM (Assets Under Management)	$ 354,996,372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert L. Woody

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Woody's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACCESS FINANCIAL RESOURCES INC.

ACCESS INVESTMENTS, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

ACCESS FINANCIAL RESOURCES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2001

Series 7

Date: 7/27/2001

Current Firm

ACCESS FINANCIAL RESOURCES INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACCESS FINANCIAL RESOURCES INC.

TRUST BUT VERIFY

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