Mark J. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Joseph Alexander was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1997. Mark had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2011 - December 1, 2016
L&M FINANCIAL SERVICES
August 25, 2009 - December 31, 2009
TERRA NOVA FINANCIAL, LLC
November 28, 2008 - July 1, 2009
SPEEDTRADER, INC
May 10, 2004 - October 29, 2008
BROKERSXPRESS LLC
July 9, 2002 - June 2, 2004
OPTIONSXPRESS, INC.
October 14, 1997 - August 12, 2002
U.S. BROKERAGE, INC.
July 15, 1997 - September 22, 1997
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
L&M FINANCIAL SERVICES
CRD#: 26247 / SEC#: , 8-42456
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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