Seihun Kong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seihun Kong was a registered financial professional .
Seihun is a previously registered financial professional and started their career in finance in 1997. Seihun had worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2013 - April 18, 2017
HOULIHAN LOKEY ADVISORS, LLC
May 27, 2008 - November 5, 2013
UNION SQUARE ADVISORS LLC
July 7, 2005 - June 2, 2008
BANC OF AMERICA SECURITIES LLC
April 2, 2004 - June 1, 2005
THINKEQUITY LLC
May 5, 2003 - April 6, 2004
DEUTSCHE BANK SECURITIES INC.
March 17, 2003 - April 28, 2003
MERRIMAN CAPITAL, INC.
October 26, 2001 - June 4, 2002
DEUTSCHE BANK SECURITIES INC.
September 8, 1997 - June 22, 1999
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
HOULIHAN LOKEY ADVISORS, LLC
CRD#: 127835 / SEC#: , 8-66065
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
