Paul T. Hickey

BESPOKE INVESTMENT GROUP

Harrison, NY 10528

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CRD#: 2891106

Professional summary

Paul Timothy Hickey is a registered financial advisor currently at BESPOKE INVESTMENT GROUP, LLC located in Harrison, New York.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Paul has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Member; 5107 LLC; Investment Related: No; Location: 105 Calvert St., Ste 100, Harrison, NY 10528; Description of the business: Holding Company; Responsibilities/Duties: Member; Start date: 10/3/2012; Hours per month devoted to the business: Outside trading hours: 1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Timothy Hickey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2021 - Present

BESPOKE INVESTMENT GROUP, LLC

Office #1: 105 Calvert St., Suite 100, Harrison, NY 10528

RIA

CRD#: 144080

Harrison, NY

Past

November 26, 1997 - August 14, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BESPOKE INVESTMENT GROUP, LLC

CRD#: 144080 / SEC#: 801-120306

RIA

Registered Investment Advisory firm - (2/11/2021 Approved)

New York

Registered Investment Advisory firm - (2/24/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/12/2021)

IAR

Texas
(9/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/25/1997

General Securities Representative Examination

Current Firm

BESPOKE INVESTMENT GROUP, LLC

CRD#: 144080 / SEC#: 801-120306

RIA

Registered Investment Advisory firm - (2/11/2021 Approved)

New York

Registered Investment Advisory firm - (2/24/2021 Terminated)

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Contact information

Main Address

105 Calvert St., Suite 100, Harrison, NY 10528

Mailing Address

Phone number

(914) 315-1248

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BESPOKE FORM ADV PART 2 BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 77,354,495

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul T. Hickey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Timothy Hickey's CRS (Customer Relationship Summary).

Certified licenses

Experience

BESPOKE INVESTMENT GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

BESPOKE INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2007

Series 63

Date: 4/9/1998

Series 7

Date: 11/25/1997

Current Firm

BESPOKE INVESTMENT GROUP, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BESPOKE INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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