Christopher A. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Alfredo Collins was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 22 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2024 - May 5, 2026
TSG CAPITAL ADVISORS
March 29, 2018 - September 6, 2022
SW FINANCIAL
April 11, 2017 - March 29, 2018
ARIVE CAPITAL MARKETS
September 22, 2015 - April 12, 2017
JOSEPH STONE CAPITAL L.L.C.
November 19, 2014 - September 23, 2015
CAPE SECURITIES INC.
October 30, 2008 - November 19, 2014
SW FINANCIAL
December 5, 2007 - October 27, 2008
PHD CAPITAL
September 21, 2007 - January 2, 2008
J.P. TURNER & COMPANY, L.L.C.
June 7, 2007 - October 24, 2007
AMERICAN CAPITAL PARTNERS, LLC
May 1, 2007 - July 5, 2007
AURA FINANCIAL SERVICES, INC.
May 26, 2006 - April 26, 2007
WESTPARK CAPITAL, INC.
April 10, 2006 - May 17, 2006
NEWBRIDGE SECURITIES CORPORATION
January 26, 2006 - March 8, 2006
BENSON YORK GROUP, INC.
August 3, 2004 - September 2, 2005
GUNNALLEN FINANCIAL, INC
March 17, 2003 - July 28, 2004
MILESTONE FINANCIAL SERVICES, INC.
August 9, 2002 - March 14, 2003
FIRST MONTAUK SECURITIES CORP.
December 20, 2000 - August 6, 2002
MANTIS SECURITIES, INC.
August 1, 2000 - November 15, 2000
NORTHRIDGE CAPITAL CORPORATION
May 10, 2000 - July 26, 2000
SALOMON GREY FINANCIAL CORPORATION
October 25, 1999 - May 10, 2000
SHARPE CAPITAL, INC.
July 22, 1999 - August 20, 1999
ROYCE INVESTMENT GROUP, INC.
March 27, 1998 - July 1, 1998
INTERNATIONAL BOND AND SHARE, INC.
August 21, 1997 - October 8, 1997
WALSH MANNING SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TSG CAPITAL ADVISORS
CRD#: 147509 / SEC#: , 8-67910
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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