KW
Kristine J. Witherow
HARVEST INVESTMENT SERVICES
GETTYSBURG, PA
Some features on this profile are disabled
CRD#: 2890576
KW
Professional summary
Kristine Jane Witherow, who also goes by Kristine Jane Witherowlarue, is a registered financial advisor currently at HARVEST INVESTMENT SERVICES, LLC located in Gettysburg, Pennsylvania.
Kristine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kristine has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristine Jane Witherowlarue
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KRISTINE WITHEROW & MICHAEL HURWITCH; OWNER; FARM/RENTAL; INVESTMENT RELATED; 1 HOUR PER MONTH; INVESTMENT RELATED HOURS 0; START DATE: 08/30/2002; 2069 UPPER BERMUDIAN ROAD, GARDNERS PA 17324; RENTAL HOUSE.
WITHEROW REUNION; TREASURER; REUNION; INVESTMENT RELATED: NO; HOURS: 0; INVESTMENT RELATED HOURS: 0; START DATE: 08/03/2009; 2069 UPPER BERMUDIAN ROAD, GARDNERS PA 17324; FAMILY REUNION - VOLUNTEER POSITION; I WRITE OUT A HANDFUL OF CHECKS EACH YEAR TO COVER REUNION EXPENSES.
INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; 2069 UPPER BERMUDIAN ROAD, GARDNERS, PA 17324; MEDICARE, LIFE INSURANCE LTC; START DATE 5/1/16; 24 HOURS A MONTH ALL DURING TRADING HOURS; SALE OF MEDICARE, LIFE, LTC & FIXED ANNUITY.
EIAs (Equity Indexed Annuity);INVESTMENT RELATED; 2069 UPPER BERMUDIAN ROAD, GARDNERS, PA 17324; EIA; SELLING EIAs; START DATE 5/1/16; 8 HOURS A MONTH, DURING TRADING HOURS; SALE OF EIAs.
GETTYSBURG COMMUNITY THEATRE
POSITION: Board Member NATURE: Community Theatre INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/21/2017
ADDRESS: 49 York Street, Gettysburg PA 17325, United States
DESCRIPTION: I am a Board Member for the organization. The Gettysburg Community Theatre holds several plays per year, offers year-round classes and camps for participants.
BHS BAND BOOSTERS
POSITION: Fundraising Chairperson NATURE: Volunteer organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/12/2017
ADDRESS: 161 North Main St., Biglerville PA 17307, United States
DESCRIPTION: Mail letters and meet with donors and business owners who have an interest in supporting the Biglerville High School Band Boosters.
FIRST PROTECTIVE
POSITION: Insurance NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 06/16/2016
ADDRESS: 600 Luckie Drive, Suite 200, Birmingham AL 35223, United States
DESCRIPTION: I provide Life insurance solutions to clients who need it.
HARVEST INVESTMENT SERVICES
POSITION: Investment Advisor Representative NATURE: Investing and Advice INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/04/2016
ADDRESS: 2069 Upper Bermudian Road, Gardners PA 17324, United States
DESCRIPTION: I meet with clients, discuss their financial goals and work on financial plans to support their financial goals and make investment recommendations to them, as well as monitor their investments and their progress in meeting their goals.
PREMIER
POSITION: Insurance agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/05/2016
ADDRESS: 705 W Benjamin, Norfolk NE 68701, United States
DESCRIPTION: I sell Medicare supplement, LTC and fixed and indexed annuities.
CRS (Client Relationship Summary) - RIA
Click below to view Kristine Jane Witherow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2016 - Present
HARVEST INVESTMENT SERVICES, LLC
RIA
CRD#: 159390
GETTYSBURG, PA
Past
May 4, 2016 - July 31, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
GARDNERS, PA
Past
May 4, 2016 - July 19, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
GARDNERS, PA
Past
January 15, 2016 - April 7, 2016
BANKERS LIFE SECURITIES, INC.
BD
CRD#: 173962
MECHANICSBURG, PA
Past
June 2, 2010 - February 5, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
MECHANISCBURG, PA
Past
May 25, 2010 - February 5, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
MECHANISCBURG, PA
Past
August 11, 2009 - April 7, 2010
GENEOS WEALTH MANAGEMENT, INC.
RIA
CRD#: 120894
GETTYSBURG, PA
Past
August 11, 2009 - April 7, 2010
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
GETTYSBURG, PA
Past
February 4, 2009 - August 12, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
MECHANICSBURG, PA
Past
February 4, 2009 - August 12, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
MECHANICSBURG, PA
Past
July 10, 2008 - January 29, 2009
GENEOS WEALTH MANAGEMENT, INC.
RIA
CRD#: 120894
GARDNERS, PA
Past
August 16, 2005 - January 29, 2009
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
GARDNERS, PA
Past
January 22, 2001 - August 19, 2005
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
March 13, 2000 - December 31, 2000
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
Past
July 7, 1997 - March 23, 2000
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(4/5/2016)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285
Mailing Address
Phone number
(630) 613-9230
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,335 |
| AUM (Assets Under Management) | $ 534,204,368 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
