Walter J. Murphy

ALPHACORE CAPITAL LLC

Hopewell Junction, NY

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CRD#: 2890564

Professional summary

Walter John Murphy, who also goes by Walter J Murphy, is a registered financial advisor currently at ALPHACORE CAPITAL LLC located in Hopewell Junction, New York.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Walter has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Walter J Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter John Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2025 - Present

ALPHACORE CAPITAL LLC

RIA

CRD#: 174346

Hopewell Junction, NY

Past

February 4, 2022 - September 8, 2025

CALAMOS WEALTH MANAGEMENT LLC

RIA

CRD#: 143490

New York, NY

Past

February 4, 2022 - September 8, 2025

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

New York, NY

Past

July 24, 2015 - January 28, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Paramus, NJ

Past

July 23, 2015 - January 28, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Paramus, NJ

Past

October 13, 2009 - June 9, 2015

E*TRADE SECURITIES LLC

CRD#: 29106

MORRISTOWN, NJ

Past

October 7, 2009 - June 9, 2015

HARRISDIRECT LLC

RIA

CRD#: 42159

NEW YORK, NY

Past

January 26, 2007 - November 17, 2008

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

BEACON, NY

Past

September 2, 2004 - December 31, 2006

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

BEACON, NY

Past

March 10, 2004 - November 17, 2008

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

December 1, 1997 - March 11, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/12/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/28/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/14/2024

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/14/2024

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 1/28/2010

General Securities Principal Examination

Current Firm

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

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Contact information

Main Address

1200 Prospect St Suite 200, La Jolla, CA 92037

Mailing Address

Phone number

(858) 875-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALPHACORE FORM ADV PART 2-OCT. 2025 (10/13/2025)

Regulatory assets under management

Total Number of Accounts	6,249
AUM (Assets Under Management)	$ 6,060,926,747

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Walter J. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter John Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALAMOS WEALTH MANAGEMENT LLC

CALAMOS FINANCIAL SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

E*TRADE SECURITIES LLC

HARRISDIRECT LLC

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ALPHACORE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/1998

Series 63

Date: 1/12/1998

SIE

Date: 10/1/2018

Series 7

Date: 11/28/1997

Series 10

Date: 2/14/2024

Series 9

Date: 2/14/2024

Series 24

Date: 1/28/2010

Current Firm

ALPHACORE CAPITAL LLC

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHACORE CAPITAL LLC

TRUST BUT VERIFY

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