Sally Hogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sally Hogan, who also goes by Sally L Dablan, Sally Lauren Dablan, Sally L Donahue, Sally Lauren Donahue, Sally L Hogan, was a registered financial professional .
Sally is a previously registered financial professional and started their career in finance in 1997. Sally had worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2020 - October 28, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 25, 2020 - October 28, 2022
FIDELITY BROKERAGE SERVICES LLC
July 24, 2019 - April 7, 2020
TORTOISEECOFIN SECURITIES, LLC
June 12, 2018 - May 31, 2019
INVESCO ADVISERS, INC.
June 11, 2018 - May 31, 2019
INVESCO DISTRIBUTORS, INC.
December 14, 2016 - May 17, 2018
VOYA INVESTMENT MANAGEMENT CO. LLC
December 12, 2016 - May 17, 2018
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 29, 2006 - November 5, 2015
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 29, 2006 - November 5, 2015
BLACKROCK INVESTMENTS, LLC
August 20, 2002 - September 29, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
August 20, 2002 - September 29, 2006
FAM DISTRIBUTORS, INC.
May 29, 2002 - July 12, 2002
LPL FINANCIAL LLC
October 26, 2001 - July 12, 2002
LPL FINANCIAL LLC
August 8, 1997 - August 2, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
