Susan Hechtlinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Hechtlinger, who also goes by Susan J Hechtlinger, Susan J (mi Only) Hechtlinger, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1997. Susan had worked at 7 firms and has passed the Series 66, Series 99TO, SIE and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2022 - April 17, 2026
TRUIST ADVISORY SERVICES, INC.
December 10, 2019 - February 17, 2021
BB&T SECURITIES, LLC
December 9, 2019 - June 29, 2021
BB&T SECURITIES, LLC
June 6, 2016 - December 31, 2017
GFO ADVISORY SERVICES, LLC
June 6, 2016 - May 9, 2022
TRUIST ADVISORY SERVICES, INC.
June 13, 2008 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
June 2, 2008 - April 17, 2026
TRUIST INVESTMENT SERVICES, INC.
January 16, 2003 - March 1, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 13, 1999 - July 12, 1999
BA INVESTMENT SERVICES, INC.
January 1, 1998 - March 1, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 12, 1997 - January 1, 1998
NATIONSSECURITIES
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
