Ryan Alexander Bailey
Professional Summary
Ryan Alexander Bailey is a registered financial advisor currently at PARADIGM GLOBAL INVESTORS located in Dallas, Texas and CREWE CAPITAL located in Salt Lake City, Utah. Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Ryan has worked at 11 firms and has passed the Series 63, Series 66, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PARADIGM GLOBAL INVESTORS | SENTINEL SHIELD ASSET MANAGEMENT | PARADIGM GLOBAL INVESTORS, LLC
Contact Information
Main Address
100 Crescent Ct. Suite 700, Dallas, TX 75201Phone Number
(774) 836-6011# of Employees
4SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
5AUM (Assets Under Management)
$3,031,178,794Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PARADIGM GLOBAL INVESTORS | SENTINEL SHIELD ASSET MANAGEMENT | PARADIGM GLOBAL INVESTORS, LLC
State Registrations and Notice Filings
(12/5/2023)
(2/21/2024)
(12/5/2023)
(12/5/2023)
(1/24/2024)
(12/5/2023)
(1/1/2026)
(12/5/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Oct 2020About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Ryan Alexander Bailey's CRS (Customer Relationship Summary).
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