Robert E. Wimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Ethel Wimer II, who also goes by Rob Wimer II, Robert E Wimer, Robert Ethel Wimer, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2016 - October 31, 2018
TRUIST ADVISORY SERVICES, INC.
May 15, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
May 15, 2015 - October 31, 2018
TRUIST INVESTMENT SERVICES, INC.
October 7, 2013 - May 21, 2015
ALLSTATE FINANCIAL ADVISORS, LLC
October 7, 2013 - May 21, 2015
ALLSTATE FINANCIAL SERVICES, LLC
April 23, 2010 - October 25, 2012
OSAIC INSTITUTIONS, INC.
April 23, 2010 - October 25, 2012
OSAIC INSTITUTIONS, INC.
May 1, 2002 - April 29, 2010
RBC CAPITAL MARKETS, LLC
March 9, 2002 - April 29, 2010
RBC CAPITAL MARKETS, LLC
March 28, 2001 - March 9, 2002
TUCKER ANTHONY INCORPORATED
December 4, 1997 - March 28, 2001
BRANCH, CABELL & CO., INC.
June 6, 1997 - November 20, 1997
SUNAMERICA SECURITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
