Kamal (. Jafarnia
Professional summary
Kamal (nmn) Jafarnia, who also goes by Kamal Jafarnia, is a registered financial professional currently at M&CO. SECURITIES LLC located in New Hope, Pennsylvania.
Kamal is registered as a RR (Registered Representative) and started their career in finance in 1997. Kamal has worked at 16 firms and has passed the Series 63, Series 65, Series 7TO, Series 79TO, Series 82TO, Series 99TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kamal (nmn) Jafarnia's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2025 - Present
M&CO. SECURITIES LLC
October 13, 2018 - February 17, 2021
ALPHAMAX DISTRIBUTORS, L.L.C.
January 8, 2018 - April 23, 2018
PROVASI CAPITAL PARTNERS LP
November 4, 2014 - October 9, 2017
CAREY FINANCIAL, LLC
September 11, 2014 - October 27, 2014
CHAUNER SECURITIES, INC.
December 19, 2008 - September 10, 2012
REALTY CAPITAL SECURITIES, LLC
May 23, 2008 - October 31, 2008
FB INCOME ADVISOR, LLC
June 30, 2006 - March 4, 2008
PROVASI CAPITAL PARTNERS LP
November 9, 2004 - November 26, 2007
CNL FUND ADVISORS COMPANY
October 5, 2004 - December 31, 2005
CNL INSTITUTIONAL ADVISORS, INC.
October 5, 2004 - June 16, 2006
CNL SECURITIES CORP.
May 20, 2004 - September 17, 2004
PRUCO SECURITIES, LLC.
February 18, 2004 - September 17, 2004
PRUCO SECURITIES, LLC.
February 7, 2003 - February 3, 2004
ESSENTIAL SECURITIES, INC.
July 10, 2002 - April 14, 2004
ESSENTIAL ADVISORS, INC.
June 25, 1998 - September 15, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 27, 1997 - March 11, 1998
METROPOLITAN LIFE INSURANCE COMPANY
May 27, 1997 - March 11, 1998
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2025)
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/31/2023
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 3/31/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 3/31/2023
Operations Professional ExaminationSeries 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
M&CO. SECURITIES LLC
CRD#: 332390 / SEC#: , 8-71260
Contact information
FINRA licenses (3 States and Territories)
Red Flags
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