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DM

Donald L. Mahon

BTIG
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 2890417
DM

Professional summary

Donald Lee Mahon is a registered financial professional currently at BTIG, LLC located in Dallas, Texas and BAYRIDGE SECURITIES, LLC located in San Francisco, California.

Donald is registered as a RR (Registered Representative) and started their career in finance in 1997. Donald has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 7, Series 4, Series 14, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Lee Mahon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 19, 2010 - Present

BTIG, LLC

Office #1: 200 Crescent Court Suite 225, Dallas, TX 75201
BD
CRD#: 122225
Dallas, TX
Current

January 31, 2011 - Present

BAYRIDGE SECURITIES, LLC

Office #1: 350 Bush Street, San Francisco, CA 94104Office #2: 350 Bush St 9th Floor, San Francisco, CA 94104
BD
CRD#: 155765
San Francisco, CA
Past

October 27, 2004 - August 11, 2010

THOMAS WEISEL PARTNERS LLC

RIA
CRD#: 46237
SAN FRANCISCO, CA
Past

April 24, 2000 - August 11, 2010

THOMAS WEISEL PARTNERS LLC

BD
CRD#: 46237
SAN FRANCISCO, CA
Past

May 20, 1999 - January 18, 2000

E*OFFERING

BD
CRD#: 36717
SAN FRANCISCO, CA
Past

September 1, 1998 - May 19, 1999

ROBERTSON STEPHENS, INC.

BD
CRD#: 41271
SAN FRANCISCO, CA
Past

July 30, 1998 - September 1, 1998

BANCAMERICA SECURITIES, INC.

BD
CRD#: 17977
SAN FRANCISCO, CA
Past

April 6, 1998 - July 16, 1998

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

June 27, 1997 - March 17, 1998

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/19/2010)
RR
Colorado
(7/19/2010)
RR
Connecticut
(7/19/2010)
RR
Illinois
(7/19/2010)
RR
Massachusetts
(7/19/2010)
RR
New Jersey
(7/19/2010)
RR
New York
(7/19/2010)
RR
Texas
(7/19/2010)

Exams

State Security Law Exam
RR
Series 63
Date: 7/3/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 8/12/2010
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 6/26/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/15/2011
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 9/11/2008
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 10
Date: 12/31/2002
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/19/2002
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/20/1999
General Securities Principal Examination
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

BS
BAYRIDGE SECURITIES, LLC
BAYRIDGE SECURITIES, LLC

CRD#: 155765 / SEC#: , 8-68739

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
350 Bush Street, San Francisco, CA 94104
Mailing Address
350 Bush Street, San Francisco, CA 94104
Phone number
(415) 248-5570
Established
Delaware since 10/07/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CONDOR TRADING L.P.MEMBER
JABER, KAREEM IZZIDDINCFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER5467297
LEROY, ANTON MAURICECEO/MANAGING MEMBER2862204
MAHON, DONALD LEECCO/MANAGING MEMBER2890417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAYRIDGE SECURITIES, LLC

CRD#: 155765Dallas, TX 75201

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