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Marcus Alan Ashworth

Marcus Alan Ashworth

CFP®
BLUECHIP WEALTH ADVISORS
MILTON, GA
·CRD# 2890387·29 years experience

Professional Summary

Marcus Alan Ashworth, CFP®, who also goes by Marcus Allan Ashworth, is a registered financial advisor currently at BLUECHIP WEALTH ADVISORS LLC located in Milton, Georgia. Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Marcus has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Marcus Allan Ashworth

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2005

Years of Experience

29 years in the financial services industry

Current & Past Employments

BLUECHIP WEALTH ADVISORS LLC·CRD# 150008
RIA
12655 Birmingham Hwy Suite 201, Milton, GA 30004
July 2, 2009 - Present
TRIAD ADVISORS LLC·CRD# 25803
RIA
Alpharetta, GA
April 20, 2009 - October 19, 2009
TRIAD ADVISORS LLC·CRD# 25803
BD
Alpharetta, GA
April 20, 2009 - June 3, 2021
LPL FINANCIAL LLC·CRD# 6413
RIA
Alpharetta, GA
May 29, 2007 - April 15, 2009
LPL FINANCIAL LLC·CRD# 6413
BD
Alpharetta, GA
May 18, 2007 - April 15, 2009
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
RIA
Alpharetta, GA
June 21, 2005 - June 15, 2007
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Alpharetta, GA
October 20, 2000 - June 15, 2007
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
January 15, 1998 - November 2, 2000
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.·CRD# 7404
BD
New York, NY
May 22, 1997 - January 9, 1998

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Current Firm

BW
BLUECHIP WEALTH ADVISORS LLC

ASHWORTH & SULLIVAN WEALTH MANAGEMENT GROUP | NAME 922 | BLUECHIP WEALTH ADVISORS LLC | ASHWORTH SULLIVAN WEALTH MANAGEMENT GROUP | ASHWORTH SULLIVAN WEALTH ADVISORS LLC | ASHWORTH & SULLIVAN WEALTH MANAGEMENT GROUP, LLC

CRD#: 150008 / SEC#: 801-115105
RIA
Registered Investment Advisory firm - SEC (4/26/2019 Approved)
Georgia
Registered Investment Advisory firm - Georgia (5/31/2019 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (5/9/2019 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/7/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

12655 Birmingham Hwy Suite 201, Milton, GA 30004

Phone Number

(770) 771-5812

# of Employees

8

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BLUECHIP WEALTH ADVISORS PART 2A FIRM BROCHURE (7/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,041

AUM (Assets Under Management)

$666,399,638

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Georgia Pine Plantations, LLC-Non Investment Related-A Timber Farm & Hunting Preserve. Physical address is located in Musella, Georgia (no mailing address available). Business Address: 810 Colonial Lane, Milton, Ga. 30004. Nature of the Business is to grow, maintain, and harvest a sustainable forest of Pine Trees in Central Georgia along with improving the wildlife through farming and hunting related activities. My position is sole owner, farmer, and hunting guide. Typical hours per week range between 5-15 hours mostly spent outside of normal trading hours for most major exchanges. GPP2, LLC-Non Investment Related-A Real Estate Holding Company. Physical Address is 12655 Birmingham Hwy, Suite 201, Milton, Ga. 30004. Nature of the Business is to own and manage the Real Estate for BlueChip Wealth Advisors. My position is owner/operator of the LLC. Number of hours typically required is less than 2 hours per week.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BLUECHIP WEALTH ADVISORS LLC

ASHWORTH & SULLIVAN WEALTH MANAGEMENT GROUP | NAME 922 | BLUECHIP WEALTH ADVISORS LLC | ASHWORTH SULLIVAN WEALTH MANAGEMENT GROUP | ASHWORTH SULLIVAN WEALTH ADVISORS LLC | ASHWORTH & SULLIVAN WEALTH MANAGEMENT GROUP, LLC

CRD#: 150008 / SEC#: 801-115105
RIA
Registered Investment Advisory firm - SEC (4/26/2019 Approved)
Georgia
Registered Investment Advisory firm - Georgia (5/31/2019 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (5/9/2019 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/7/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Georgia
(7/17/2009)
IAR
Texas
(7/2/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1997About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1997About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jul 2007About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Marcus Alan Ashworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Marcus Alan Ashworth
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