Marcus A. Ashworth
BLUECHIP WEALTH ADVISORS LLC
Milton, GA 30004
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CRD#: 2890387
Professional summary
Marcus Alan Ashworth, CFP®, who also goes by Marcus Allan Ashworth, is a registered financial advisor currently at BLUECHIP WEALTH ADVISORS LLC located in Milton, Georgia.
Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Marcus has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcus Allan Ashworth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Georgia Pine Plantations, LLC-Non Investment Related-A Timber Farm & Hunting Preserve. Physical address is located in Musella, Georgia (no mailing address available). Business Address: 810 Colonial Lane, Milton, Ga. 30004. Nature of the Business is to grow, maintain, and harvest a sustainable forest of Pine Trees in Central Georgia along with improving the wildlife through farming and hunting related activities. My position is sole owner, farmer, and hunting guide. Typical hours per week range between 5-15 hours mostly spent outside of normal trading hours for most major exchanges. GPP2, LLC-Non Investment Related-A Real Estate Holding Company. Physical Address is 12655 Birmingham Hwy, Suite 201, Milton, Ga. 30004. Nature of the Business is to own and manage the Real Estate for BlueChip Wealth Advisors. My position is owner/operator of the LLC. Number of hours typically required is less than 2 hours per week.
CRS (Client Relationship Summary) - RIA
Click below to view Marcus Alan Ashworth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
July 2, 2009 - Present
BLUECHIP WEALTH ADVISORS LLC
Office #1: 12655 Birmingham Hwy Suite 201, Milton, GA 30004RIA
CRD#: 150008
Milton, GA
Past
April 20, 2009 - October 19, 2009
TRIAD ADVISORS LLC
RIA
CRD#: 25803
ALPHARETTA, GA
Past
April 20, 2009 - June 3, 2021
TRIAD ADVISORS LLC
BD
CRD#: 25803
ALPHARETTA, GA
Past
May 29, 2007 - April 15, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
ALPHARETTA, GA
Past
May 18, 2007 - April 15, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
ALPHARETTA, GA
Past
June 21, 2005 - June 15, 2007
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
ALPHARETTA, GA
Past
October 20, 2000 - June 15, 2007
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
ALPHARETTA, GA
Past
January 15, 1998 - November 2, 2000
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
May 22, 1997 - January 9, 1998
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
BD
CRD#: 7404
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BLUECHIP WEALTH ADVISORS LLC
ASHWORTH & SULLIVAN WEALTH MANAGEMENT GROUP | NAME 922 | BLUECHIP WEALTH ADVISORS LLC | ASHWORTH SULLIVAN WEALTH MANAGEMENT GROUP | ASHWORTH SULLIVAN WEALTH ADVISORS LLC | ASHWORTH & SULLIVAN WEALTH MANAGEMENT GROUP, LLC
CRD#: 150008 / SEC#: 801-115105
RIA
Registered Investment Advisory firm - (4/26/2019 Approved)Georgia
Registered Investment Advisory firm - (5/31/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/9/2019 Terminated)Texas
Registered Investment Advisory firm - (5/7/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(7/17/2009)
IAR
Texas(7/2/2009)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BW
BLUECHIP WEALTH ADVISORS LLC
ASHWORTH & SULLIVAN WEALTH MANAGEMENT GROUP | NAME 922 | BLUECHIP WEALTH ADVISORS LLC | ASHWORTH SULLIVAN WEALTH MANAGEMENT GROUP | ASHWORTH SULLIVAN WEALTH ADVISORS LLC | ASHWORTH & SULLIVAN WEALTH MANAGEMENT GROUP, LLC
CRD#: 150008 / SEC#: 801-115105
RIA
Registered Investment Advisory firm - (4/26/2019 Approved)Georgia
Registered Investment Advisory firm - (5/31/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/9/2019 Terminated)Texas
Registered Investment Advisory firm - (5/7/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12655 Birmingham Hwy Suite 201, Milton, GA 30004
Mailing Address
Phone number
(770) 771-5812
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,188 |
| AUM (Assets Under Management) | $ 637,012,604 |
Red Flags
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