ML
Martin C. Lougen
SILVER GROVE ADVISORY SERVICES
WILLIAMSVILLE, NY 14221
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CRD#: 2890353
ML
Professional summary
Martin Charles Lougen III, who also goes by Marty Lougen, is a registered financial advisor currently at SILVER GROVE ADVISORY SERVICES located in Williamsville, New York and LPL FINANCIAL LLC located in Williamsville, New York.
Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Martin has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marty Lougen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)12/16/13-LAURYNTHIAN PROPERTIES LLC/ REAL ESTATE RENTAL/MEMBER-PROPERTY MANAGEMENT/5%/AMHERST, NY 2)12/16/13-ALEJANDRA PROPERITES LLC/REAL ESTASTE RENTAL/MEMBER-PROPERTY MANAGER/2%/AMHERST, NY 3)12/16/13- 2519 MAIN ST,LLC/REAL ESTATE RENTAL/MEMBER-PRSIDENT/AMHERST, NY 4)12/16/13-CPG PARK GRILL LLC/PUB/RESTAURANT OWNER/5%/BUFFALO, NY 5) 12/27/2013 * DBA for LPL Business (entity for LPL business) * Silver Grove Financial Group, Inc. * INV REL * AT REPORTED BUSINESS LOCATION(S) 6) 04/07/2016 * Amherst Wealth Management * Business Entity For Tax/Investment Purposes Only * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 02/01/2016 * LPL Financial Commissions and Fees in the form of Capital Contributions. This entity is for Payroll and Tax Purposes Only. * 2 HRS/MO; 0 HRS/MO DURING SECS TRDG HRS. 7) 04/07/2016 * NO BUSINESS NAME * Real Estate Rental * NOT IN REL * AT REPORTED BUSINESS LOCATION(S) * START 02/01/2016 * Owner of Rental Property Individually Owned. * 5 HRS/MO; 0 HRS/MO DURING SECS TRDG HRS. 8) 04/10/2016 * Laurynthian Campus Properties LLC * Real Estate Rental * NOT INV REL * Real Estate Rentals * Property Locations: 84 Meech Street. Buffalo, New York 14208 95 Eastwood Pl. Buffalo NY 14208 29 Emerson Pl Buffalo NY 14209 * 5 HRS/MO; 0 HRS/MO DURING SECS TRDG HRS. 9) 04/10/2016 * Laurynthian Management Company LLC * Business Entity For Tax/Investment Purposes Only * NOT INV REL * Property Management Company - Two Full time employees. No Real Property Held, Management of Rental Real Estate * START 02/01/2016 * 5 HRS/MO; 0 HRS/MO DURING SECS TRDG HRS. 10) 04/10/2016 * NO BUSINESS NAME * Real Estate Rental * NOT INV REL * Owner of Rental Income Property. Individually Owned. * Property Locations: 134 Loring Ave. Buffalo, New York 14208 172 Hedley Pl Buffalo New York 14208 153 Hedley Pl Buffalo New York 14208 * START 02/01/2016 * 5 HRS/MO; 0 HRS/MO DURING SECS TRDG HRS. (11)04/06/2017- Silver Grove Financial Group, Inc.-investment related- At reported business location(s) -Registered Investment Advisor-start 04/01/2017 -Hours per month 80/Hours during trading 80 -I provide investment advisory services through Silver Grove Advisory Services Inc, an investment advisor firm. I started this business activity on 4/6/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (12)12/7/2022 - Silver Grove Financial Group, Inc. - Investment Related - 4201 North Buffalo Rd Orchard Park NY 14127 - Non-Variable Insurance - Agent - Start Date - 10/01/2022 - 5 Hours Per Month/5 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Martin Charles Lougen III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2021 - Present
SILVER GROVE ADVISORY SERVICES
Office #1: 2821 Wehrle Dr. Suite 4, Williamsville, NY 14221RIA
CRD#: 287512
WILLIAMSVILLE, NY
Current
December 16, 2013 - Present
LPL FINANCIAL LLC
Office #1: 2821 Wehrle Dr Ste 4, Williamsville, NY 14221RIA
BD
CRD#: 6413
WILLIAMSVILLE, NY
Past
December 2, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
WILLIAMSVILLE, NY
Past
December 2, 2005 - December 20, 2013
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
WILLIAMSVILLE, NY
Past
July 2, 1999 - December 31, 2005
CITISTREET EQUITIES LLC
BD
CRD#: 7447
SOMERSET, NJ
Past
August 12, 1997 - November 6, 1998
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SILVER GROVE ADVISORY SERVICES
SIGNATURE SOLUTIONS FINANCIAL GROUP, LLC | TURNING TIDES FINANCIAL, LLC | SILVER GROVE FINANCIAL GROUP, INC. | SILVER GROVE ADVISORY SERVICES
CRD#: 287512 / SEC#: 801-110045
RIA
Registered Investment Advisory firm - (3/9/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/6/2016)
RR
New York(12/16/2013)
IAR
New York(8/20/2021)
RR
North Carolina(4/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SG
SILVER GROVE ADVISORY SERVICES
SIGNATURE SOLUTIONS FINANCIAL GROUP, LLC | TURNING TIDES FINANCIAL, LLC | SILVER GROVE FINANCIAL GROUP, INC. | SILVER GROVE ADVISORY SERVICES
CRD#: 287512 / SEC#: 801-110045
RIA
Registered Investment Advisory firm - (3/9/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Sterling Drive, Orchard Park, NY 14127
Mailing Address
Phone number
(716) 800-4291
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,582 |
| AUM (Assets Under Management) | $ 326,596,386 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SILVER GROVE ADVISORY SERVICES
CRD#: 287512Williamsville, NY 14221TRUST BUT VERIFY
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