Kenneth R. Elkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth R Elkins, who also goes by Kenneth Ronald Elkins, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1997. Kenneth had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2015 - May 26, 2020
INVESTMENT PLANNERS, INC.
March 12, 2009 - August 11, 2015
INVEST FINANCIAL CORPORATION
November 6, 2001 - March 13, 2009
OSAIC WEALTH, INC.
September 20, 1999 - November 13, 2001
VESTAX SECURITIES CORPORATION
June 23, 1999 - September 22, 1999
HANTZ FINANCIAL SERVICES, INC.
December 11, 1997 - July 2, 1999
VESTAX SECURITIES CORPORATION
November 3, 1997 - December 17, 1997
GOLDK INVESTMENT SERVICES, INC
May 28, 1997 - October 29, 1997
IDS LIFE INSURANCE COMPANY
May 28, 1997 - October 29, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTMENT PLANNERS, INC.
CRD#: 18557 / SEC#: , 8-35642
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
