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Matthew D Heck

WESTPOINT WEALTH MANAGEMENT
BEREA, OH
·CRD# 2890338·29 years experience

Professional Summary

Matthew D Heck, who also goes by Matthew David Heck, Matthew Heck, is a registered financial advisor currently at WESTPOINT WEALTH MANAGEMENT, LLC located in Berea, Ohio. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Matthew has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew David Heck, Matthew Heck

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

WESTPOINT WEALTH MANAGEMENT, LLC·CRD# 310883
RIA
56 Front St, Berea, OH 44017
October 14, 2020 - Present
GROSS INVESTMENTS LLC·CRD# 310119
RIA
Medina, OH
December 14, 2020 - September 22, 2022
AMFG WEALTH MANAGEMENT LLC·CRD# 292160
RIA
Berea, OH
September 12, 2019 - November 3, 2020
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Berea, OH
November 27, 2018 - September 16, 2019
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Berea, OH
November 27, 2018 - September 16, 2019
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Lyndhurst, OH
March 21, 2006 - September 13, 2018
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Lyndhurst, OH
March 20, 2006 - September 13, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Canton, OH
October 6, 2005 - March 27, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
Canton, OH
September 28, 2005 - March 27, 2006
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Akron, OH
January 22, 2003 - September 14, 2005
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
January 30, 2001 - September 14, 2005
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
May 30, 1997 - January 5, 2001

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Current Firm

WW
WESTPOINT WEALTH MANAGEMENT, LLC

BEACH RETIREMEENT GROUP | WESTPOINT WEALTH MANAGEMENT, LLC | TRIPHASE: PLANNING, INVESTMENTS & INSURANCE | NOE FINANCIAL SERVICES, INC.

CRD#: 310883 / SEC#: 801-136605
RIA
Registered Investment Advisory firm - SEC (6/26/2026 Approved)
Florida
Registered Investment Advisory firm - Florida (6/30/2026 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (7/1/2026 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (6/30/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

56 Front St, Berea, OH 44017

Phone Number

(216) 434-4055

# of Employees

9

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV2A&2B SEC (5/29/2026)

Regulatory Assets Under Management

Total Number of Accounts

810

AUM (Assets Under Management)

$106,000,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 2.NAME OF OTHER BUSINESS: WEST POINT WEALTH MANAGEMENT, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP: IAR / insurance agent APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: IAR / insurance agent 3.NAME OF OTHER BUSINESS: Sangria Stand LLC INVESTMENT RELATED: No ADDRESS: 43 Lincoln way Massillon Oh 44646 NATURE OF BUSINESS: Sangria Stand START DATE: 10/01/2020 POSITION/TITLE/RELATIONSHIP: My Family owns a Bar, called the Sangria Stand LLC. I DO NOT have any ownership in the LLC. The LLC is a sole proprietor of my wife, and the only member. APX NUMBER OF HOURS PER WEEK: 7.5 BRIEF DESCRIPTION OF DUTIES: My wife owns the business, I help and support her. I DO NOT receive any direct compensation or revenue from the LLC. I am nor and employee or member of the LLC.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WESTPOINT WEALTH MANAGEMENT, LLC

BEACH RETIREMEENT GROUP | WESTPOINT WEALTH MANAGEMENT, LLC | TRIPHASE: PLANNING, INVESTMENTS & INSURANCE | NOE FINANCIAL SERVICES, INC.

CRD#: 310883 / SEC#: 801-136605
RIA
Registered Investment Advisory firm - SEC (6/26/2026 Approved)
Florida
Registered Investment Advisory firm - Florida (6/30/2026 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (7/1/2026 Terminated)
South Carolina
Registered Investment Advisory firm - South Carolina (6/30/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(10/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1997About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Matthew D Heck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MH
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