Matthew D. Heck

WESTPOINT WEALTH MANAGEMENT

Berea, OH 44017

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CRD#: 2890338

Professional summary

Matthew D Heck, who also goes by Matthew David Heck, Matthew Heck, is a registered financial advisor currently at WESTPOINT WEALTH MANAGEMENT, LLC located in Berea, Ohio.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Matthew has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew David Heck | Matthew Heck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 2.NAME OF OTHER BUSINESS: WEST POINT WEALTH MANAGEMENT, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP: IAR / insurance agent APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: IAR / insurance agent 3.NAME OF OTHER BUSINESS: Sangria Stand LLC INVESTMENT RELATED: No ADDRESS: 43 Lincoln way Massillon Oh 44646 NATURE OF BUSINESS: Sangria Stand START DATE: 10/01/2020 POSITION/TITLE/RELATIONSHIP: My Family owns a Bar, called the Sangria Stand LLC. I DO NOT have any ownership in the LLC. The LLC is a sole proprietor of my wife, and the only member. APX NUMBER OF HOURS PER WEEK: 7.5 BRIEF DESCRIPTION OF DUTIES: My wife owns the business, I help and support her. I DO NOT receive any direct compensation or revenue from the LLC. I am nor and employee or member of the LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew D Heck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2020 - Present

WESTPOINT WEALTH MANAGEMENT, LLC

Office #1: 66 Front St, Berea, OH 44017

RIA

CRD#: 310883

Berea, OH

Past

December 14, 2020 - September 22, 2022

GROSS INVESTMENTS LLC

RIA

CRD#: 310119

MEDINA, OH

Past

September 12, 2019 - November 3, 2020

AMFG WEALTH MANAGEMENT LLC

RIA

CRD#: 292160

Berea, OH

Past

November 27, 2018 - September 16, 2019

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BEREA, OH

Past

November 27, 2018 - September 16, 2019

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BEREA, OH

Past

March 21, 2006 - September 13, 2018

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Lyndhurst, OH

Past

March 20, 2006 - September 13, 2018

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lyndhurst, OH

Past

October 6, 2005 - March 27, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

CANTON, OH

Past

September 28, 2005 - March 27, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

CANTON, OH

Past

January 22, 2003 - September 14, 2005

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

AKRON, OH

Past

January 30, 2001 - September 14, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

May 30, 1997 - January 5, 2001

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/18/2022)

IAR

Ohio
(10/14/2020)

IAR

South Carolina
(4/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/29/1997

General Securities Representative Examination

Current Firm

WESTPOINT WEALTH MANAGEMENT, LLC

NOE FINANCIAL SERVICES, INC. | WESTPOINT WEALTH MANAGEMENT, LLC | TRIPHASE: PLANNING, INVESTMENTS & INSURANCE

CRD#: 310883 / SEC#:

Florida

Registered Investment Advisory firm - (7/14/2022 Approved)

Ohio

Registered Investment Advisory firm - (10/14/2020 Approved)

South Carolina

Registered Investment Advisory firm - (4/10/2024 Approved)

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Contact information

Main Address

66 Front St, Berea, OH 44017

Mailing Address

Phone number

(866) 640-7908

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	948
AUM (Assets Under Management)	$ 89,322,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew D. Heck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew D Heck's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROSS INVESTMENTS LLC

AMFG WEALTH MANAGEMENT LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

LADENBURG CAPITAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/2001

Series 63

Date: 6/13/1997

SIE

Date: 9/13/2018

Series 7

Date: 5/29/1997

Current Firm

WESTPOINT WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WESTPOINT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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