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Gustavo E. Hegewisch

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CRD#: 2890312
GH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gustavo Eduardo Hegewisch was a registered financial professional .

Gustavo is a previously registered financial professional and started their career in finance in 1997. Gustavo had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Progressive Jet Solutions Inc. - non-investment related. Address: 2121 Ponce de Leon Blvd. Suite 405, Coral Gables, FL 33134. Aircraft management company. Title: President. Supervisory and administrative duties on a weekly basis (15 hrs/week aprox - mostly non trading hours)

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 6, 2016 - November 3, 2017

INSIGHT SECURITIES, INC.

BD
CRD#: 5611
CORAL GABLES, FL
Past

July 2, 2015 - September 26, 2023

FUTURA ASSET ADVISORS LLC

RIA
CRD#: 136285
CORAL GABLES, FL
Past

April 10, 2014 - September 29, 2014

BULLTICK, LLC

BD
CRD#: 104005
MIAMI, FL
Past

January 7, 2013 - September 19, 2014

BULLTICK INVESTMENTS, LLC

BD
CRD#: 139981
MIAMI, FL
Past

February 7, 2012 - November 23, 2012

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
MIAMI, FL
Past

February 14, 2011 - November 23, 2012

OPPENHEIMER & CO. INC.

BD
CRD#: 249
MIAMI, FL
Past

May 7, 2003 - March 20, 2009

ATLAS ONE FINANCIAL GROUP, LLC

BD
CRD#: 124057
MIAMI, FL
Past

April 15, 1998 - May 12, 2003

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

July 11, 1997 - January 15, 1998

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INSIGHT SECURITIES, INC.
INSIGHT SECURITIES, INC.
G. A. HORWITZ & CO., INC. | THE HELMSMAN GROUP, INC. | PRECISE SECURITIES - DIVISION OF INSIGHT SECURITIES, INC. | PRECISE SECURITIES - DIVISION OF HORWITZ & ASSOCIATES, INC. | PRECISE INVESTMENT MANAGEMENT | PASSERELLE ADVISORS | MISSION GLOBAL PARTNERS | INTERGLOBAL INVESTMENTS - DIVISION OF INSIGHT SECURITIES INC. | INSURANCE & FINANCIAL SERVICES OF SOUTH FLORIDA, INC. | INSIGHT SECURITIES, INC. | INSIGHT AMERICAS SECURITIES INC | HORWITZ, SCHAKNER & ASSOCIATES, INC. | HORWITZ PHILANTHROPIC ADVISORS | HORWITZ & ASSOCIATES, INC. | GWM PARTNERS

CRD#: 5611 / SEC#: 801-12999, 8-16247

RIA
Registered Investment Advisory firm - SEC (5/25/1977 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/21/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/30/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/3/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 10/11/2000
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/10/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/11/2005
General Securities Principal Examination

Current Firm

INSIGHT SECURITIES, INC.
INSIGHT SECURITIES, INC.
G. A. HORWITZ & CO., INC. | THE HELMSMAN GROUP, INC. | PRECISE SECURITIES - DIVISION OF INSIGHT SECURITIES, INC. | PRECISE SECURITIES - DIVISION OF HORWITZ & ASSOCIATES, INC. | PRECISE INVESTMENT MANAGEMENT | PASSERELLE ADVISORS | MISSION GLOBAL PARTNERS | INTERGLOBAL INVESTMENTS - DIVISION OF INSIGHT SECURITIES INC. | INSURANCE & FINANCIAL SERVICES OF SOUTH FLORIDA, INC. | INSIGHT SECURITIES, INC. | INSIGHT AMERICAS SECURITIES INC | HORWITZ, SCHAKNER & ASSOCIATES, INC. | HORWITZ PHILANTHROPIC ADVISORS | HORWITZ & ASSOCIATES, INC. | GWM PARTNERS

CRD#: 5611 / SEC#: 801-12999, 8-16247

RIA
Registered Investment Advisory firm - SEC (5/25/1977 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
600 Central Ave Suite 293, Highland Park, IL 60035
Mailing Address
600 Central Ave Suite 293, Highland Park, IL 60035
Phone number
(224) 632-4700
Established
Delaware since 11/12/1970
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
25

SEC notice filing (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
INTELLIGENICS, INC.HOLDING COMPANY/STOCKHOLDER
GAAFAR, OMAR JAMESCOO4916775
KIM, JAMES JCCO6040592
LEGASPY, CARLOS JAVIERPRINCIPAL, PRESIDENT, CEO2148751
MAKULA, MICHAEL JOSEPH MR.CFO, FINOP4643441

Regulatory assets under management

Total Number of Accounts48
AUM (Assets Under Management)$ 94,216,934

Disclosures

Regulatory Event6
Arbitration1
Bond5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INSIGHT SECURITIES, INC.

INSIGHT SECURITIES, INC.

CRD#: 5611

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