Jonathan Sarver

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CRD#: 2889986

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Sarver, CPWA®, who also goes by Jonathan C Sarver, Jonathan Craig Sarver, was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 1997. Jonathan had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

What are your service offerings?

Financial planning

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Aliases

Jonathan C Sarver | Jonathan Craig Sarver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2017-10-30

Expire date: 2023-09-30

Experience

Past

February 24, 2025 - October 31, 2025

SARVER VROOMAN WEALTH ADVISORS LLC

RIA

CRD#: 332699

KANSAS CITY, MO

Past

August 23, 2019 - March 7, 2025

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

KANSAS CITY, MO

Past

August 23, 2019 - March 7, 2025

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

KANSAS CITY, MO

Past

May 24, 2013 - August 23, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MISSION WOODS, KS

Past

May 24, 2013 - August 23, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MISSION WOODS, KS

Past

April 16, 2009 - June 5, 2013

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

LEAWOOD, KS

Past

April 16, 2009 - June 5, 2013

RBC CAPITAL MARKETS, LLC

CRD#: 31194

LEAWOOD, KS

Past

February 17, 1999 - April 23, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

KANSAS CITY, MO

Past

January 14, 1999 - April 23, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

KANSAS CITY, MO

Past

February 2, 1998 - November 3, 1998

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

July 16, 1997 - November 3, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SARVER VROOMAN WEALTH ADVISORS LLC

CRD#: 332699 / SEC#: 801-131869

RIA

Registered Investment Advisory firm - (1/21/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/12/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/6/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/14/1997

General Securities Representative Examination

Current Firm

SARVER VROOMAN WEALTH ADVISORS LLC

CRD#: 332699 / SEC#: 801-131869

RIA

Registered Investment Advisory firm - (1/21/2025 Approved)

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Contact information

Main Address

9237 Ward Parkway Suite 320, Kansas City, MO 64114

Mailing Address

Phone number

(816) 601-1150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/19/2026)

Regulatory assets under management

Total Number of Accounts	934
AUM (Assets Under Management)	$ 436,482,752

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan Sarver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SARVER VROOMAN WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/1999

Series 63

Date: 8/12/1997

SIE

Date: 10/1/2018

Series 31

Date: 5/6/2002

Series 7

Date: 7/14/1997

Current Firm

SARVER VROOMAN WEALTH ADVISORS LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SARVER VROOMAN WEALTH ADVISORS LLC

TRUST BUT VERIFY

Contact information

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