Declan E. O'beirne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Declan Edward O'beirne, who also goes by Declan Edward Obeirne, was a registered financial professional .
Declan is a previously registered financial professional and started their career in finance in 1997. Declan had worked at 8 firms and has passed the SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2008 - February 21, 2013
JOHN HANCOCK DISTRIBUTORS LLC
December 16, 2008 - February 5, 2013
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
October 13, 2008 - February 15, 2013
SIGNATOR INVESTORS, INC.
February 24, 2005 - October 6, 2008
GUNNALLEN FINANCIAL, INC
January 23, 2002 - February 24, 2005
STONEX SECURITIES INC.
October 18, 2001 - February 24, 2005
CUSO PARTNERS, LLC
March 30, 2000 - February 24, 2005
INTL CUSTODY & CLEARING SOLUTIONS INC.
July 8, 1997 - February 16, 2001
STERNE, AGEE & LEACH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
