Debra I. Maith-hozer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Irene Maith-hozer, who also goes by Debra Hozer, Debra Irene Maithhozer, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1997. Debra had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2005 - June 30, 2015
THE LEADERS GROUP, INC.
April 9, 2002 - June 1, 2005
THE LEADERS GROUP, INC.
February 22, 2000 - April 11, 2000
SUNAMERICA SECURITIES, INC.
June 4, 1997 - October 27, 1999
THE LEADERS GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
