WH
William C. Holder
HOLDER & COMPANY
PRINCETON, MA
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CRD#: 2889755
WH
Professional summary
William Cooper Holder is a registered financial advisor currently at HOLDER & COMPANY, INC. located in Princeton, Massachusetts.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. William has worked at 1 firm and has passed the Series 63 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
In May, 2022, William Holder was elected to a two year position as a Trustee of Trust Funds for the Town of Princeton, Massachusetts. Meetings are held in the annex to the Town Hall. The address of Town Hall is 6 Town Hall Drive, Princeton, MA 01541. This is an unpaid volunteer position. Mr. Holder serves along with two other trustees. A portion of the Trustee duties are investment related: the balance consists of reviewing accounting statements, laws and regulations. Mr. Holder estimates that he will be devoting approximately one hour per month to this position. All of these hours are contributed after securities trading hours and on the personal time of Mr. Holder
CRS (Client Relationship Summary) - RIA
Click below to view William Cooper Holder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 1994 - Present
HOLDER & COMPANY, INC.
RIA
CRD#: 117077
PRINCETON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(4/14/1994)
Exams
State Security Law Exam
Current Firm
H&
HOLDER & COMPANY, INC.
HOLDER & COMPANY, INC.
CRD#: 117077 / SEC#:
Massachusetts
Registered Investment Advisory firm - (4/22/1994 Approved)New Hampshire
Registered Investment Advisory firm - (12/31/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Princeton, MA
Mailing Address
Phone number
(978) 537-6191
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 33,513,474 |
Red Flags
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