Scott A Metsch | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott A Metsch, who also goes by Scott Andrew Metsch, Scott Metsch, was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1997. Scott had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Scott Andrew Metsch | Scott Metsch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) PULVER METSCH LLC - 2/18/2018 - 7 Frog Rock Road, Armonk, NY 10504 - Family Advisor, Provide family office consulting services to clients (ops, finance, accounting, bookkeeping), Not Invt Rel, Outsourced operational and financial services for individuals and family offices, 20 hrs/mo; 0 hrs/mo (during trading hours). 2.) GOLCONDA - 4/1/2023 - 550 5th Avenue, 11th Floor, New York, NY 10036 - Client Advisor, Director Operations, Advise and oversee ops, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 8/16/2023 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 16, 2023 - September 15, 2023

TLG ADVISORS, INC.

RIA

CRD#: 111052

New York, NY

Past

May 9, 2023 - September 15, 2023

THE LEADERS GROUP, INC.

BD

CRD#: 37157

New York, NY

Past

August 3, 2000 - July 24, 2001

KSH INVESTMENT GROUP, INC.

BD

CRD#: 41817

GREAT NECK, NY

Past

July 10, 1997 - August 24, 1998

PERSHING LLC

BD

CRD#: 7560

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TA

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 8/2/2023

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 8/12/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 7TO

Date: 5/9/2023

General Securities Representative Examination

General Industry/Product Exam

RR

SIE

Date: 3/20/2023

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 7/2/1997

General Securities Representative Examination

Current Firm

TA

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Metsch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE LEADERS GROUP, INC.

KSH INVESTMENT GROUP, INC.

PERSHING LLC

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/2/2023

Series 63

Date: 8/12/1997

Series 7TO

Date: 5/9/2023

SIE

Date: 3/20/2023

Series 7

Date: 7/2/1997

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

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