Peter D. Capernaros
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Dimitri Capernaros was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1997. Peter had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2012 - December 31, 2013
TIMIOS CAPITAL MANAGEMENT LLC
June 13, 2007 - August 2, 2007
JAVELIN SECURITIES, LLC
August 21, 2006 - June 11, 2007
INTL FCSTONE CREDIT TRADING LLC
September 29, 2005 - August 29, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 2, 2002 - January 27, 2004
RBC CAPITAL MARKETS CORPORATION
August 26, 2002 - January 9, 2004
RBC CAPITAL MARKETS, LLC
August 8, 2001 - September 19, 2002
LEVINE SECURITIES, INC.
April 27, 2001 - August 7, 2001
PURCELL GRAHAM INCORPORATED
November 16, 1998 - December 11, 2000
A. G. EDWARDS & SONS, INC.
June 18, 1997 - October 12, 1998
NATIONAL CLEARING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 10/4/2002
NYSE Trading Assistant ExaminationCurrent Firm
TIMIOS CAPITAL MANAGEMENT LLC
CRD#: 164436 / SEC#:
Contact information
Red Flags
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