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Peter Dimitri Capernaros

CRD# 2889611·Registered 1997 - 2013
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Dimitri Capernaros was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1997 - 2013. Peter had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 25 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

TIMIOS CAPITAL MANAGEMENT LLC·CRD# 164436
RIA
Sharon, MA
June 26, 2012 - December 31, 2013
JAVELIN SECURITIES, LLC·CRD# 107473
BD
Quincy, MA
June 13, 2007 - August 2, 2007
INTL FCSTONE CREDIT TRADING LLC·CRD# 41025
BD
New York, NY
August 21, 2006 - June 11, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Burlington, MA
September 29, 2005 - August 29, 2006
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
New York, NY
October 2, 2002 - January 27, 2004
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
August 26, 2002 - January 9, 2004
LEVINE SECURITIES, INC.·CRD# 32819
BD
New York, NY
August 8, 2001 - September 19, 2002
PURCELL GRAHAM INCORPORATED·CRD# 7187
BD
New York, NY
April 27, 2001 - August 7, 2001
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
November 16, 1998 - December 11, 2000
NATIONAL CLEARING CORP.·CRD# 14343
BD
Sherman Oaks, CA
June 18, 1997 - October 12, 1998

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Current Firm

TC
TIMIOS CAPITAL MANAGEMENT LLC

TIMIOS CAPITAL MANAGEMENT LLC

CRD#: 164436

Contact Information

Main Address

60 Wilshire Dr, Sharon, MA 02067

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2012About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1997About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Nov 2010About the Series 3 exam

Series 25 — NYSE Trading Assistant Examination

Passed Oct 2002

Series 7 — General Securities Representative Examination

Passed Jun 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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