James E. Lingo
Professional summary
James Edgar Lingo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, James had worked at 5 firms, which includes BEDMINSTER FINANCIAL GROUP LIMITED, PACIFIC CORTEZ SECURITIES INCORPORATED, LADENBURG CAPITAL MANAGEMENT INC., CAPITAL PLANNING ASSOCIATES INC., GLOBAL STRATEGIES GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 1999 - April 22, 1999
BEDMINSTER FINANCIAL GROUP, LIMITED
October 8, 1998 - February 26, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
April 9, 1998 - August 3, 1998
LADENBURG CAPITAL MANAGEMENT INC.
January 5, 1998 - February 11, 1998
CAPITAL PLANNING ASSOCIATES, INC.
July 22, 1997 - January 27, 1998
GLOBAL STRATEGIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BEDMINSTER FINANCIAL GROUP, LIMITED
CRD#: 39916 / SEC#: , 8-48909
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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