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AH

Anne M. Hudson

CRAMER & RAUCHEGGER
Maitland, FL 32751
Some features on this profile are disabled
CRD#: 2889393
AH

Professional summary


Anne Marie Hudson, who also goes by Anne M Horrobin, Anne Horrobin, Anne M Hudson, Anne M. Hudson, Anne Marie Louie, is a registered financial advisor currently at CRAMER & RAUCHEGGER, INC. located in Maitland, Florida.

Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Anne has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Anne M Horrobin | Anne Horrobin | Anne M Hudson | Anne M. Hudson | Anne Marie Louie

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CRAMER & RAUCHEGGER, INC. POSITION: CLIENT SERVICE NATURE: PROVIDE CLIENT SERVICE INVESTMENT RELATED: NO NUMBER OF HOURS: 40 INVESTMENT RELATED HOURS: 30 START DATE: 07/01/2013 ADDRESS: 800 N MAITLAND AVE, STE 204, MAITLAND FL 32751 DESCRIPTION: PROVIDE CUSTOMER SERVICE, registered as IAR

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Anne Marie Hudson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 30, 2016 - Present

CRAMER & RAUCHEGGER, INC.

Office #1: 800 N. Maitland Avenue Ste. 204, Maitland, FL 32751
RIA
CRD#: 164784
Maitland, FL
Past

September 22, 2014 - December 31, 2015

KALOS MANAGEMENT

RIA
CRD#: 133025
MAITLAND, FL
Past

June 5, 2014 - September 30, 2022

KALOS CAPITAL, INC.

BD
CRD#: 44337
MAITLAND, FL
Past

August 19, 1998 - January 25, 2013

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
ORLANDO, FL
Past

August 14, 1998 - January 25, 2013

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
ORLANDO, FL

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CRAMER & RAUCHEGGER, INC.
CRAMER & RAUCHEGGER, INC. | CRAMER, RUSSELL SCOTT | CRAMER & RAUCHEGGER, INC.

CRD#: 164784 / SEC#: 801-127981

RIA
Registered Investment Advisory firm - (5/17/2023 Approved)
Alaska
Registered Investment Advisory firm - (1/30/2024 Terminated)
Florida
Registered Investment Advisory firm - (1/30/2024 Terminated)
North Carolina
Registered Investment Advisory firm - (2/1/2024 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/30/2016)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/1/2003
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


C&
CRAMER & RAUCHEGGER, INC.
CRAMER & RAUCHEGGER, INC. | CRAMER, RUSSELL SCOTT | CRAMER & RAUCHEGGER, INC.

CRD#: 164784 / SEC#: 801-127981

RIA
Registered Investment Advisory firm - (5/17/2023 Approved)
Alaska
Registered Investment Advisory firm - (1/30/2024 Terminated)
Florida
Registered Investment Advisory firm - (1/30/2024 Terminated)
North Carolina
Registered Investment Advisory firm - (2/1/2024 Terminated)
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Contact information


Main Address
800 N. Maitland Avenue Ste. 204, Maitland, FL 32751
Mailing Address
Phone number
(407) 645-4433
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - JAN 2025 (1/31/2025)

Regulatory assets under management


Total Number of Accounts469
AUM (Assets Under Management)$ 164,358,539

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
10/07/2024
Cover Page
11/14/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CRAMER & RAUCHEGGER, INC.

CRD#: 164784Maitland, FL 32751

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