Axel Krohne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Axel Krohne was a registered financial professional .
Axel is a previously registered financial professional and started their career in finance in 1997. Axel had worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 31, Series 7, Series 62, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2006 - June 29, 2021
KROHNE CAPITAL, LLC
January 2, 2004 - December 31, 2004
KROHNE CAPITAL, LLC
August 24, 1998 - January 6, 2004
MORGAN STANLEY DW INC.
October 15, 1997 - January 6, 2004
MORGAN STANLEY DW INC.
May 13, 1997 - July 11, 1997
RICKEL & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 5/12/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
KROHNE CAPITAL, LLC
CRD#: 129553 / SEC#: 802-120453
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Active | 2/4/2021 |
Red Flags
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