Mark R. Paller
PALLER FINANCIAL SERVICES
Centennial, CO 80112
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CRD#: 2889293
Professional summary
Mark Randall Paller, CFP® is a registered financial advisor currently at PALLER FINANCIAL SERVICES, INC. located in Centennial, Colorado.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Divorce Planning
Retirement Planning
Investment Planning
Estate Planning
Tax Planning
Do you have an area of expertise or specialization?
AUM
Baby Boomers
Business Owners
Corporate Executives
Divorce Planning
Entrepreneurs
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) COMMERCIAL REAL ESTATE RENTAL,NOT INVESTMENT RELATED, 68 INVERNESS LANE E., #203, ENGLEWOOD, CO 80112,RENTAL PROPERTY OWNER/MANAGEMENT, OWNER/SOLE PROPRIETOR, 7/2003, 5HRS, 0HRS, MANAGE AND RENT MY BUILDING THAT THE OFFICE IS IN. (2) MARK PALLER, NOT INVESTMENT RELATED,68 INVERNESS LANE E., #203,ENGLEWOOD, CO 80112
CRS (Client Relationship Summary) - RIA
Click below to view Mark Randall Paller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
August 22, 2012 - Present
PALLER FINANCIAL SERVICES, INC.
Office #1: 9000 E Nichols Avenue #120, Centennial, CO 80112RIA
CRD#: 161531
Centennial, CO
Past
January 1, 1999 - August 1, 2012
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
LITTLETON, CO
Past
May 7, 1998 - August 1, 2012
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ENGLEWOOD, CO
Past
September 8, 1997 - May 20, 1998
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
May 30, 1997 - July 29, 1997
CHATFIELD DEAN & CO., INC.
BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PALLER FINANCIAL SERVICES, INC.
PALLER FINANCIAL SERVICES, INC. | PALLER, MARK
CRD#: 161531 / SEC#: 801-129389
RIA
Registered Investment Advisory firm - (5/14/2024 Approved)Colorado
Registered Investment Advisory firm - (10/25/2024 Terminated)Tennessee
Registered Investment Advisory firm - (7/15/2022 Terminated)Texas
Registered Investment Advisory firm - (10/25/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(8/22/2012)
IAR
Texas(5/18/2017)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PF
PALLER FINANCIAL SERVICES, INC.
PALLER FINANCIAL SERVICES, INC. | PALLER, MARK
CRD#: 161531 / SEC#: 801-129389
RIA
Registered Investment Advisory firm - (5/14/2024 Approved)Colorado
Registered Investment Advisory firm - (10/25/2024 Terminated)Tennessee
Registered Investment Advisory firm - (7/15/2022 Terminated)Texas
Registered Investment Advisory firm - (10/25/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9000 E Nichols Avenue #120, Centennial, CO 80112
Mailing Address
Phone number
(303) 858-0045
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 418 |
| AUM (Assets Under Management) | $ 146,899,999 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
