Yolanda Flores
Professional summary
Yolanda Flores, who also goes by Yolanda Espinal, Yolanda Perez, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Fort Lauderdale, Florida and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Yolanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Yolanda has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Yolanda Flores's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2016 - Present
MISSIONSQUARE RETIREMENT
May 2, 2007 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240November 29, 2010 - July 18, 2016
MISSIONSQUARE RETIREMENT
March 13, 1998 - April 24, 2007
FIDELITY BROKERAGE SERVICES LLC
September 10, 1997 - March 5, 1998
BARNETT INVESTMENTS, INC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2007)
(11/17/2016)
Exams
FINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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