Shannan J. Smith

VOYA FINANCIAL PARTNERS

Braintree, MA 02184

Some features on this profile are disabled

CRD#: 2888726

Professional summary

Shannan Jasmine Brady Smith, CFP®, who also goes by Shannon J Brady, Shannon Jasmine Brady, Shannan Jasmine Quandt, Shannon Jasmine Quandt, Shannan Jasmine Smith, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Braintree, Massachusetts.

Shannan is registered as a RR (Registered Representative) and started their career in finance in 1997. Shannan has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Shannon J Brady | Shannon Jasmine Brady | Shannan Jasmine Quandt | Shannon Jasmine Quandt | Shannan Jasmine Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shannan Jasmine Brady Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

May 2, 2011 - Present

VOYA FINANCIAL PARTNERS, LLC

Office #1: 30 Braintree Hill Office Park, Braintree, MA 02184

CRD#: 34815

Braintree, MA

Past

June 22, 2005 - April 13, 2011

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

IRVINE, CA

Past

May 18, 2005 - April 13, 2011

EQUITABLE ADVISORS, LLC

CRD#: 6627

IRVINE, CA

Past

December 5, 2000 - May 12, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SANTA ANA, CA

Past

July 20, 1998 - May 12, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 8, 1997 - May 27, 1999

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

May 14, 1997 - July 15, 1997

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/14/2015)

California
(5/2/2011)

Nevada
(3/27/2015)

Texas
(2/25/2018)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VOYA FINANCIAL PARTNERS, LLC

AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.

CRD#: 34815 / SEC#: 801-57637, 8-46451

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Orange Way, C2n, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone number

(860) 275-2110

Established

Delaware since 11/27/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VOYA FINANCIAL PARTNERS, LLC - FORM ADV PART 2A BROCHURE (3/31/2023)

Direct owners and executive officers

Name	Position	CRD#
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY	PARENT
BOHN, FREDERICK HENRY	CHIEF FINANCIAL OFFICER	5791728
EASTON, STEPHEN JOSEPH	CHIEF COMPLIANCE OFFICER	3150168
ELMSLIE, WILLIAM PETER	MANAGING DIRECTOR	1970014

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shannan J. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shannan Jasmine Brady Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.J.B. HILLIARD, W.L. LYONS, LLC

WATERSTONE FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/1999

Series 63

Date: 12/22/1997

SIE

Date: 10/1/2018

Series 7

Date: 5/13/1997

FINRA

Current Firm

VOYA FINANCIAL PARTNERS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VOYA FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors