Justin S. Howard

HOWARD WEALTH MANAGEMENT

Madison, CT

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CRD#: 2888565

Professional summary

Justin Scott Howard, CFP®, CIMA® is a registered financial advisor currently at HOWARD WEALTH MANAGEMENT, LLC located in Madison, Connecticut.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Justin has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

47 Lafayette Place, LLC, Not Investment related:, 7 Madison Avenue, Madison, CT, 06443, Member, 10/30/2015, 0 hours, Eventually a real estate property will be moved into the LLC and we will manage that property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Scott Howard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 5, 2018 - Present

HOWARD WEALTH MANAGEMENT, LLC

RIA

CRD#: 299052

Madison, CT

Past

March 15, 2007 - December 7, 2018

APW CAPITAL, INC.

CRD#: 43814

ROCKAWAY, NJ

Past

April 8, 2005 - February 27, 2007

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

MADISON, CT

Past

November 14, 2003 - January 3, 2019

CHERRY STREET PARTNERS

RIA

CRD#: 111711

DENVER, CO

Past

May 28, 2003 - April 11, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

March 15, 2002 - April 30, 2003

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

July 6, 2000 - April 9, 2003

DIASTOLE WEALTH MANAGEMENT

RIA

CRD#: 111604

OLD SAYBROOK, CT

Past

May 15, 1997 - July 5, 2000

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOWARD WEALTH MANAGEMENT, LLC

CRD#: 299052 / SEC#: 801-114237

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/25/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/30/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/1997

General Securities Representative Examination

Current Firm

HOWARD WEALTH MANAGEMENT, LLC

CRD#: 299052 / SEC#: 801-114237

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

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Contact information

Main Address

Madison, CT

Mailing Address

Phone number

(203) 421-8339

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOWARD WEALTH MANAGEMENT, LLC ADV BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	930
AUM (Assets Under Management)	$ 356,183,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Justin S. Howard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Scott Howard's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

UNITED SECURITIES ALLIANCE, INC.

CHERRY STREET PARTNERS

WALNUT STREET SECURITIES, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

DIASTOLE WEALTH MANAGEMENT

LOCKWOOD FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HOWARD WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/25/2003

Series 65

Date: 6/30/1997

SIE

Date: 10/1/2018

Series 7

Date: 5/14/1997

Current Firm

HOWARD WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOWARD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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