Katherine A. Johnson
Professional summary
Katherine Ann Johnson, who also goes by Kate Johnson, Katherine Ann Mohrman, is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Casper, Wyoming.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Katherine has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Ann Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2021 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 444 S Center, Casper, WY 82601May 2, 2001 - May 4, 2005
WELLS FARGO INVESTMENTS, LLC
July 12, 1999 - May 2, 2001
WELLS FARGO SECURITIES INC.
July 8, 1997 - July 12, 1999
ARK FUNDS DISTRIBUTORS, LLC
Primary Firm SEC Registration
ASHTON THOMAS PRIVATE WEALTH
CRD#: 153902 / SEC#: 801-71512
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/20/2021)
(5/21/2021)
(12/1/2023)
(8/31/2023)
(12/4/2023)
Exams
Current Firm
ASHTON THOMAS PRIVATE WEALTH
CRD#: 153902 / SEC#: 801-71512
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
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