Kenneth D. Segal
Professional summary
Kenneth David Segal is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1997. Kenneth has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth David Segal's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003May 30, 2017 - December 23, 2024
AVALON SECURITIES, LTD.
June 23, 2016 - April 24, 2017
BRG CAPSTONE CAPITAL ADVISORS
May 8, 2015 - June 24, 2016
AVALON SECURITIES, LTD.
April 4, 2012 - March 9, 2015
SITUS CAPITAL MANAGEMENT LLC
June 9, 2011 - March 16, 2012
FIRST ALLIED SECURITIES, INC.
April 19, 2007 - April 1, 2011
HOWE BARNES HOEFER & ARNETT, INC.
May 13, 1997 - March 10, 2003
MUFG AMERICAS CORPORATE ADVISORY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/23/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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