Carol A Aguada-hallberg
Professional Summary
Carol A Aguada-hallberg, who also goes by Carol Aguada-hallberg, Carol A Hallberg, Carol Ann Hallberg, Carol Ann Panaro, was a registered financial advisor. Carol was a previously registered financial professional and started their career in finance 1997 - 2013. Carol had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 27, Series 28, Series 53, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carol Aguada-Hallberg, Carol A Hallberg, Carol Ann Hallberg, Carol Ann Panaro
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
TOUSSAINT CAPITAL PARTNERS, LLC
Contact Information
Established
Delaware since 05/28/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1997About the Series 6 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 2005About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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