George H. Martin
Professional summary
George Henry Martin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, George had worked at 4 firms, which includes BASIS FINANCIAL LLC, MURIEL SIEBERT & CO. LLC, YOUR DISCOUNT BROKER INC., GRUNTAL & CO. L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2005 - December 15, 2009
BASIS FINANCIAL, LLC
March 3, 2003 - October 20, 2004
MURIEL SIEBERT & CO., LLC
September 16, 1997 - March 3, 2003
YOUR DISCOUNT BROKER, INC.
June 4, 1997 - July 30, 1997
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
BASIS FINANCIAL, LLC
CRD#: 43694 / SEC#: , 8-50367
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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