Rohit N. Chopra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rohit Nitin Chopra was a registered financial professional .
Rohit is a previously registered financial professional and started their career in finance in 1997. Rohit had worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2014 - February 2, 2017
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
January 25, 2006 - March 5, 2014
WEDBUSH SECURITIES INC.
September 8, 2004 - October 25, 2005
CAPITAL ONE SECURITIES, INC.
June 18, 2004 - July 21, 2004
SOLEIL SECURITIES CORPORATION
April 27, 2000 - July 1, 2002
DEUTSCHE BANK SECURITIES INC.
January 1, 1999 - April 7, 2000
THE ROBINSON-HUMPHREY COMPANY, LLC
September 1, 1997 - November 23, 1998
DB ALEX. BROWN LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 12/19/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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