Marcella B. Mitchell

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CRD#: 2887992

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marcella Bethly Mitchell, CFP®, who also goes by Marcella Bethly, was a registered financial professional .

Marcella is a previously registered financial professional and started their career in finance in 1997. Marcella had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marcella Bethly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Past

August 1, 2023 - July 11, 2025

KDK PRIVATE WEALTH MANAGEMENT

RIA

CRD#: 299583

HOUSTON, TX

Past

May 11, 2017 - December 31, 2020

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

DENVER, CO

Past

December 14, 2012 - March 15, 2017

SYNOVUS SECURITIES, INC.

RIA

CRD#: 14023

ATLANTA, GA

Past

December 14, 2012 - March 15, 2017

SYNOVUS SECURITIES, INC.

CRD#: 14023

ATLANTA, GA

Past

November 29, 2010 - August 4, 2011

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

TAMPA, FL

Past

November 11, 2010 - August 4, 2011

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

TAMPA, FL

Past

October 1, 2009 - October 29, 2010

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

SNELLVILLE, GA

Past

September 14, 2009 - October 29, 2010

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

SNELLVILLE, GA

Past

August 4, 1997 - April 23, 1999

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KDK PRIVATE WEALTH MANAGEMENT

KDK PRIVATE WEALTH MANAGEMENT | KDK PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 299583 / SEC#: 801-121062

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

Texas

Registered Investment Advisory firm - (3/27/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/16/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/2/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/30/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

KDK PRIVATE WEALTH MANAGEMENT

KDK PRIVATE WEALTH MANAGEMENT | KDK PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 299583 / SEC#: 801-121062

RIA

Registered Investment Advisory firm - (5/24/2021 Approved)

Texas

Registered Investment Advisory firm - (3/27/2025 Terminated)

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Contact information

Main Address

1616 South Voss Suite 800, Houston, TX 77057

Mailing Address

Phone number

(713) 391-8044

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR KDK PRIVATE WEALTH MANAGEMENT, LLC (10/31/2025)

Regulatory assets under management

Total Number of Accounts	208
AUM (Assets Under Management)	$ 478,826,455

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marcella B. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERCER GLOBAL ADVISORS INC.

SYNOVUS SECURITIES, INC.

SYNOVUS SECURITIES, INC.

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

KDK PRIVATE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2009

Series 63

Date: 7/16/1997

SIE

Date: 3/15/2017

Series 7

Date: 9/11/2009

Series 6

Date: 8/2/1997

Series 26

Date: 7/30/1997

Current Firm

KDK PRIVATE WEALTH MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KDK PRIVATE WEALTH MANAGEMENT

TRUST BUT VERIFY

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