Bryan J. Britchkow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan J Britchkow, who also goes by Bryan Jay Britchkow, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1997. Bryan had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2023 - May 2, 2024
OSAIC WEALTH, INC.
November 13, 2023 - May 2, 2024
OSAIC WEALTH, INC.
March 18, 2019 - June 8, 2023
THRIVE CAPITAL MANAGEMENT, LLC
December 8, 2017 - April 24, 2018
RZ WEALTH
May 5, 2016 - October 5, 2017
BB&T INVESTMENT SERVICES, INC.
May 4, 2016 - October 5, 2017
BB&T INVESTMENT SERVICES, INC.
May 15, 2013 - November 5, 2014
WELLS FARGO CLEARING SERVICES, LLC
February 1, 2013 - November 5, 2014
WELLS FARGO CLEARING SERVICES, LLC
April 8, 2011 - January 28, 2013
AVATAR SECURITIES, LLC
April 29, 2008 - July 7, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
August 17, 2007 - December 21, 2007
G-2 TRADING,LLC
July 29, 2004 - August 25, 2005
TAFFERER TRADING, LLC
March 3, 2003 - August 2, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
December 6, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
April 21, 1998 - April 11, 2002
VANGUARD CAPITAL
November 5, 1997 - May 19, 1998
FIRST COLONIAL SECURITIES
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/3/2003
Limited Representative-Equity Trader ExamCurrent Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
