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HK

Himali Kothari

CAPITAL CONNECT
VERO BEACH, FL 32963
Some features on this profile are disabled
CRD#: 2887849
HK
Himali KothariCAPITAL CONNECT

Professional summary

Himali Kothari, who also goes by Himali A Kothari, is a registered financial professional currently at CAPITAL CONNECT, LLC located in Vero Beach, Florida.

Himali is registered as a RR (Registered Representative) and started their career in finance in 2020. Himali has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Aliases

Himali A Kothari

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Himali Kothari's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 4, 2026 - Present

CAPITAL CONNECT, LLC

Office #1: 191 Silver Moss Drive, Vero Beach, FL 32963
BD
CRD#: 329399
VERO BEACH, FL
Past

August 25, 2024 - February 27, 2026

RAINMAKER SECURITIES, LLC

BD
CRD#: 132995
CORAL GABLES, FL
Past

January 13, 2020 - August 12, 2024

LIQUIDITY.IO, LLC

BD
CRD#: 289499
BOCA GRANDE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(8/4/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/26/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/13/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/5/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CAPITAL CONNECT, LLC
CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC

CRD#: 329399 / SEC#: , 8-71196

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
191 Silver Moss Drive, Vero Beach, FL 32963
Mailing Address
191 Silver Moss Drive, Vero Beach, FL 32963
Phone number
(646) 265-2400
Established
Wyoming since 10/18/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
OLSEN, CHRISTOPHER NOLANCEO/CCO3269364
PORTWOOD, WILLIAM BOYCECFO/POO/PFO/FINOP4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL CONNECT, LLC

CRD#: 329399Vero Beach, FL 32963

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