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ML

Matthew D. Larson

Some features on this profile are disabled
CRD#: 2887680
ML

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew David Larson was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 1997. Matthew had worked at 9 firms and has passed the Series 63, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 7, 2011 - April 24, 2012

CHIMERA SECURITIES, LLC

BD
CRD#: 147566
NEW YORK, NY
Past

January 8, 2009 - July 28, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
GENEVA, IL
Past

October 16, 2008 - December 2, 2008

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
GENEVA, IL
Past

June 2, 2005 - November 29, 2006

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
MIAMI, FL
Past

February 3, 2005 - March 29, 2005

BROKERAGEAMERICA, LLC

BD
CRD#: 47966
NEW YORK, NY
Past

June 21, 2004 - November 3, 2004

BROKERAGEAMERICA, LLC

BD
CRD#: 47966
NEW YORK, NY
Past

February 4, 2004 - May 27, 2004

BROKERAGEAMERICA, LLC

BD
CRD#: 47966
NEW YORK, NY
Past

September 18, 2000 - June 27, 2002

DEUTSCHE IXE, LLC

BD
CRD#: 7172
NEW YORK, NY
Past

September 23, 1999 - September 15, 2000

LEERINK PARTNERS LLC

BD
CRD#: 39011
BOSTON, MA
Past

May 7, 1999 - September 20, 1999

UAM FUND DISTRIBUTORS, INC.

BD
CRD#: 24364
BOSTON, MA
Past

June 17, 1998 - November 16, 1998

UBS CAPITAL MARKETS L.P.

BD
CRD#: 2692
STAMFORD, CT
Past

November 24, 1997 - August 20, 1998

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 24, 1997 - August 20, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/26/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 10/6/1998
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/22/1997
General Securities Representative Examination

Current Firm

CS
CHIMERA SECURITIES, LLC
CHIMERA SECURITIES, LLC

CRD#: 147566 / SEC#: , 8-67915

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
27 Union Square West 4th Floor, New York, NY 10003
Mailing Address
27 Union Square West 4th Floor, New York, NY 10003
Phone number
(646) 597-6100
Established
Delaware since 05/30/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CHIMCAP HOLDINGS LLCMEMBER
GERSTENBLATT, JARED SCOTTMANAGING PARTNER3080361
GRIMALDI, CHRISTOPHER JAYSONCCO / MANAGING PARTNER2676681
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHIMERA SECURITIES, LLC

CRD#: 147566

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