Kevin P. Sime
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Paul Sime was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1998. Kevin had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2017 - November 29, 2017
ALLIANCE-ONE INVESTMENTS, LLC
January 27, 2015 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
February 1, 2013 - March 13, 2014
MSI FINANCIAL SERVICES, INC.
October 29, 2012 - December 18, 2014
NEW ENGLAND SECURITIES
December 22, 2010 - August 11, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
July 29, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
July 29, 2004 - March 10, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
January 14, 1998 - July 22, 2002
IDS LIFE INSURANCE COMPANY
January 14, 1998 - July 22, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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