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BS

Bryce H. Stirlen

FOCUS SECURITIES LLC
Gainesville, VA 20155
Some features on this profile are disabled
CRD#: 2887371
BS

Professional summary

Bryce Humphrey Stirlen is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.

Bryce is registered as a RR (Registered Representative) and started their career in finance in 1998. Bryce has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryce Humphrey Stirlen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2025 - Present

FOCUS SECURITIES LLC

Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155
BD
CRD#: 150589
Gainesville, VA
Past

December 7, 2018 - September 14, 2022

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
CHICAGO, IL
Past

January 4, 2012 - May 4, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CHICAGO, IL
Past

November 1, 2010 - October 4, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHICAGO, IL
Past

June 5, 2007 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
CHICAGO, IL
Past

June 28, 2006 - June 6, 2007

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
CHICAGO, IL
Past

February 20, 2006 - June 14, 2006

DRESNER INVESTMENT SERVICES, INC.

BD
CRD#: 35145
CHICAGO, IL
Past

April 30, 1998 - February 4, 2000

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

February 26, 1998 - May 20, 1998

LEGACY FINANCIAL SERVICES, INC.

BD
CRD#: 38697
PETALUMA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/7/2018
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/4/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/17/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/28/1997
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FOCUS SECURITIES LLC
FOCUS SECURITIES LLC

CRD#: 150589 / SEC#: , 8-68273

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
7371 Atlas Walk Way #259, Gainesville, VA 20155
Mailing Address
7371 Atlas Walk Way #259, Gainesville, VA 20155
Phone number
(404) 557-1045
Established
Georgia since 03/23/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FOCUS HOLDINGS USA, INC.OWNER
BEARD, ROBERT GLENNPRESIDENT, CEO, CHIEF COMPLIANCE OFFICER5771682
THOMPSON, RICHARD FRANK JR.FINOP, ER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOCUS SECURITIES LLC

CRD#: 150589Gainesville, VA 20155

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