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IS

Ian E. Stanko

Some features on this profile are disabled
CRD#: 2887323
IS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ian E.l. Stanko, who also goes by Ian El Stanko, was a registered financial professional .

Ian is a previously registered financial professional and started their career in finance in 1998. Ian had worked at 10 firms and has passed the Series 63, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ian El Stanko

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 5, 2008 - April 6, 2009

WINDHAM SECURITIES, INC.

BD
CRD#: 20529
NEW YORK, NY
Past

February 1, 2007 - September 17, 2007

CELADON FINANCIAL GROUP LLC

BD
CRD#: 36538
BOCA RATON, FL
Past

March 14, 2006 - February 15, 2007

ELECTRONIC ACCESS DIRECT, INC.

BD
CRD#: 36975
BOCA RATON, FL
Past

January 23, 2006 - July 10, 2006

JERSEY SHORE TRADING GROUP INC.

BD
CRD#: 47440
BOCA RATON, FL
Past

October 11, 2004 - January 5, 2006

U.S. CAPITAL PARTNERS, INC.

BD
CRD#: 120751
BOCA RATON, FL
Past

June 15, 2004 - October 4, 2004

SUNSTATE EQUITY TRADING

BD
CRD#: 43571
TAMPA, FL
Past

November 23, 2001 - March 15, 2004

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

May 24, 2000 - July 3, 2001

PROGRAM TRADING CORP.

BD
CRD#: 36740
BOCA RATON, FL
Past

April 28, 1999 - May 18, 2000

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
EAST HANOVER, NJ
Past

August 3, 1998 - March 3, 1999

GLOBAL CAPITAL SECURITIES CORPORATION

BD
CRD#: 16184
ENGLEWOOD, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/31/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 7/3/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/24/1998
General Securities Representative Examination

Current Firm

WS
WINDHAM SECURITIES, INC.
OAKMONT EQUITIES, INC. | WINDHAM SECURITIES, INC.

CRD#: 20529 / SEC#: , 8-38311

BD
Cancelled by SEC on 10/14/2016
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 07/17/1987
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CONSTANTIN RESOURCES GROUP, INC.HOLDING CORPORATION
CONSTANTIN, JOSHUACEO/PRESIDENT/CCO3221893
GENDRON, KAREN MARIEFINOP1503330

Disclosures

Regulatory Event5
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINDHAM SECURITIES, INC.

CRD#: 20529

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