Matthew A. Carpenter
Professional summary
Matthew Andrew Carpenter is a registered financial professional currently at GTS SECURITIES LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1997. Matthew has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Andrew Carpenter's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2026 - Present
GTS SECURITIES LLC
Office #1: 625 Avenue Of The Americas 3rd Floor, New York, NY 10011November 25, 2020 - October 22, 2024
HRT FINANCIAL LP
November 25, 2020 - October 22, 2024
HRT EXECUTION SERVICES LLC
November 2, 2015 - August 28, 2020
XR SECURITIES LLC
September 12, 2013 - April 20, 2015
VIRTU AMERICAS LLC
November 4, 2011 - June 11, 2014
OCTEG, LLC
September 27, 2010 - August 19, 2011
RBC CAPITAL MARKETS, LLC
March 26, 2008 - May 26, 2009
JANE STREET TRADING, LLC
September 26, 2003 - May 26, 2009
JANE STREET CAPITAL, LLC
September 17, 2003 - December 16, 2003
JANE STREET CAPITAL, LLC
May 21, 2001 - May 26, 2009
JANE STREET MARKETS, LLC
January 1, 1998 - April 5, 2000
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
July 24, 1997 - December 5, 1997
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/25/1999
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
GTS SECURITIES LLC
CRD#: 149224 / SEC#: , 8-68126
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GTS FINANCIAL LLC | HOLDING COMPANY/CLASS A MEMBER | |
| GILLETTE, CHARLES P | TRADING AND MARKETS CHIEF COMPLIANCE OFFICER | 3174027 |
| NAZEM, DARIUSH | CHIEF OPERATING OFFICER | 4930821 |
| ROMANELLO, PATRICK JOSEPH | CORE BROKER DEALER CHIEF COMPLIANCE OFFICER | 5378090 |
| RUBENSTEIN, ARI M | CO-FOUNDER AND CHIEF EXECUTIVE OFFICER | 4134798 |
| TIRIOLO, CHRISTIAN JOHN | FINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 3063877 |
Disclosures
| Regulatory Event | 38 |
Red Flags
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