Daniel J. Malovany
Professional summary
Daniel Jesse Malovany, who also goes by Dan Malovany, Danny Malovany, is a registered financial professional currently at BLOOMBERG TRADEBOOK LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Jesse Malovany's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2006 - Present
BLOOMBERG TRADEBOOK LLC
Office #1: 731 Lexington Ave, New York, NY 10022November 1, 2001 - November 30, 2001
RUMSON CAPITAL, LLC
January 12, 2000 - March 16, 2001
TRADE.COM ONLINE SECURITIES, INC.
July 10, 1998 - November 12, 1999
NYLIFE SECURITIES LLC
May 5, 1997 - March 25, 1998
TRADE.COM ONLINE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2012)
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(7/13/2010)
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(7/13/2010)
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(6/15/2006)
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(3/2/2006)
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(6/16/2006)
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(6/15/2006)
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(5/8/2006)
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Exams
Series 55
Date: 1/9/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
BLOOMBERG TRADEBOOK LLC
CRD#: 40881 / SEC#: , 8-49219
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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